Fiduciary risk mitigation through prudent process management.

To help keep your plan in compliance and to enable you to fulfill your fiduciary duties, Gallagher Retirement Services delivers:

			A written Investment Policy Statement that is fully integrated with our documented investment monitoring and analysis process
			Documented and disciplined fund selection, evaluation, and monitoring process to ensure that funds are chosen in accordance with and adhere to their stated investment styles and objectives. This analysis utilizes both quantitative and qualitative approaches
			Forensic fee audit and fee benchmarking for transaction fees, installation fees, hard dollar and soft dollar costs to help ensure that plan expenses are reasonable (as required under ERISA) and provide value
			Fiduciary Risk Mitigation Process including:
			- Fiduciary overview and responsibilities - Establishing and monitoring plan committees - Fidelity bond and fiduciary liability insurance - Safe harbors - Identifying potential mistakes - Timelines and reporting
			Provider Conflict of Interest reporting that identifies areas where potential financial bias may occur
			Client Benchmarking reports that help determine if providers are delivering competitive services
			A detailed Fiduciary Checklist that highlights areas of prudent focus

NFPSI Disclosure:

Gallagher Retirement Services is the national retirement plan services and consulting division of Gallagher Benefit Services, Inc. Securities and investment advisory services offered through NFP Securities, Inc., a Broker/Dealer and Member FINRA/SIPC and a Federally Registered Investment Adviser. Investment advisory services and corresponding named fiduciary services may also be offered through GBS Investment Consulting, LLC (GBS IC), a Registered Investment Adviser and wholly owned subsidiary of Gallagher Benefit Services, Inc. Not all individuals of Gallagher are registered to offer Securities or Investment Advisory services through NFP Securities, Inc. NFP Securities, Inc. is not affiliated with GBS Insurance and Financial Services, Inc., Gallagher Benefit Services, Inc., GBS Investment Consulting, LLC, or Gallagher Retirement Services. Neither Gallagher Benefit Services, Inc., Gallagher Retirement Services, GBS Investment Consulting, LLC, nor NFP Securities, Inc. provide legal or tax advice.

This site is published for residents of the United States only. Registered representatives and investment advisor representatives of NFP Securities, Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact the NFP Securities, Inc. Compliance Department at 512-697-6000.

The web site links referenced are being provided strictly as a courtesy. Neither us, nor NFP Securities, Inc. are liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of the links provided.

To ensure compliance with requirements imposed by the IRS under Circular 230, we inform you that any U.S. Federal tax advice contained in this communication, unless otherwise specifically stated, was not intended or written to be used, and cannot be used, for the purpose of (1) avoiding penalties under the Internal Revenue Code or (2) promoting, marketing, or recommending to another party any matters addressed herein.